S. M. Banerji vs Sri Krishna Agarwal
Rewritten Version Notice: This is a rewritten version of the original judgment.
Court: Supreme Court of India
Case Number: Civil Appeal No. 301 of 1959
Decision Date: 20 November 1959
Coram: Bhuvneshwar P. Sinha, P.B. Gajendragadkar, K.C. Das Gupta, J.C. Shah, Subba Rao
In the case styled S. M. Banerji versus Sri Krishna Agarwal, the Supreme Court of India issued its judgment on 20 November 1959. The decision is reported in the law reports as 1960 AIR 368 and 1960 SCR (2) 289. The bench that heard the appeal is recorded as comprising Justices Subbarao K., Subbarao K. Sinha, Bhuvneshwar P.(CJ), Gajendragadkar, P. B. Gupta, K. C. Das Shah and J. C. In an earlier notation the bench is also listed as including Justices Bhuvneshwar P. Sinha, P. B. Gajendragadkar, K. C. Das Gupta and J. C. Shah. The petitioner in these proceedings was S. M. Banerji and the respondent was Sri Krishna Agarwal. The controversy arose under the Representation of the People Act, 1951 (43 of 1951), specifically sections 33(3) and 100, and concerned whether a proposed amendment to an election petition could be entertained. The factual background disclosed that the petitioner had been employed as an officer of the Government and that his service was terminated on 24 January 1956. The termination was for a ground that did not involve corruption or disloyalty to the State. After his dismissal, the petitioner submitted a nomination paper for election to the Parliament. The nomination paper did not contain any statement indicating disqualification, and no objection was raised by the returning officer or any other authority. Consequently, the nomination was accepted without any enquiry, and after the polling process the petitioner was declared duly elected to the legislative body.
The respondent subsequently filed an election petition challenging the validity of the petitioner’s election. Among the grounds advanced, the respondent argued that the nomination had been improperly accepted because the petitioner had been dismissed from Government service and because the petitioner had failed to obtain the certificate from the Election Commission that would confirm that his dismissal was not on account of corruption or disloyalty. The petition was filed after the statutory limitation period for such actions had expired. Nevertheless, the respondent approached the Election Tribunal seeking to amend the petition by adding a further ground that the nomination paper had not been accompanied by the certificate prescribed under section 33(3) of the Act. The Election Tribunal refused to allow the amendment, holding that the proposed change would introduce a new ground after the limitation period and therefore could not be permitted. The Tribunal proceeded to dismiss the election petition, concluding that the petitioner was qualified to stand for election and that the nomination had not been improperly accepted. On appeal, the High Court examined whether the amendment merely clarified an existing ground or introduced a new one. The High Court held that the amendment was a clarification, set aside the Tribunal’s order and directed that the issue be retried. The petitioner then obtained special leave to appeal to the Supreme Court. The Supreme Court held that the amendment could not be allowed because it sought to introduce a new ground after the prescribed period of limitation. The Court observed that the original petition relied on the ground of improper acceptance of the nomination under section 100(1)(d)(1) of the Representation of the People Act, 1951, and that there was no evidence of improper acceptance, as the nomination paper on its face disclosed no defect or disqualification. Moreover, there was no surviving prayer in the petition to raise the ground under section 100(1)(d)(iv) concerning non-compliance with the provisions of section 33(3). Accordingly, the amendment was unrelated to the scope of the enquiry under section 100(1)(d)(1) and was therefore barred.
The Court noted that the decisions in Durga Shankar Mehta v. Thakur Raghuraj Singh, reported in [1955] 1 S.C.R. 267, and Harish Chandra Bajpai v. Triloki Singh, reported in [1957] S.C.R. 370, were applicable. It also referred to the judgment in Veluswami v. Raja Nainay, documented in A.I.R. 1959 S.C. 422. According to the Court, the High Court possessed no authority to disturb the discretionary judgment of the Election Tribunal when that Tribunal refused to permit an amendment after the entire petition had been resolved. The Court emphasized that it is undesirable for an appellate court to interfere with a subordinate tribunal’s discretionary order unless the tribunal has acted perversely or has reached a view that is plainly erroneous. Consequently, the appellate jurisdiction must be exercised within the limits of its power and should not supplant the discretion lawfully exercised by the Election Tribunal.
This appeal, filed by special leave, concerned Civil Appeal No. 301 of 1959 and challenged the judgment and order dated 10 December 1958 of the Allahabad High Court in First Appeal No. 382 of 1958. That High Court decision had set aside the order of the Election Tribunal, Kanpur, which had dismissed the election petition filed by the respondent seeking to declare the election of the appellant to the Parliament from the Kanpur constituency void. The appeal originated from the judgment and order dated 6 August 1958 of the Election Tribunal, Kanpur, in Election Petition No. 284 of 1957. Counsel representing the appellant were listed, and counsel for the respondent were also named. The judgment of the Supreme Court was delivered on 20 November 1959 by Justice Subba Rao. The factual background recounted that the parliamentary election for the single-member constituency No. 331, Kanpur, was conducted in February and March 1957. The candidates included S. M. Banerji, Suraj Prasad, and four others, who filed their nomination papers between 19 and 29 January 1957. The appellant, then employed as a Supervisor ‘A’ Grade at the Government Ammunition Factory, Kirkee, had been dismissed on 24 January 1956 for reasons unrelated to corruption or disloyalty, and therefore remained qualified to contest the election. His nomination paper, filed within the prescribed period, complied on its face with all provisions of the Representation of the People Act, 1951, as amended by Act XXVII of 1956, and disclosed no disqualifications. The Returning Officer examined the nominations on 1 February 1957, found no objections to the appellant’s nomination, and accepted it under section 36 of the Act without further inquiry. Polling was held on 6 March 1957 and the result declared on 13 March 1957, whereby the appellant secured the highest number of votes and was declared duly elected. Subsequently, on 24 April 1957, the respondent, a voter in the constituency, presented a petition before the Election Commission, New Delhi, seeking to have the appellant’s election declared void.
In the election petition, the respondent asked that the appellant’s election be declared void and he relied on ten alleged grounds. The Election Commission, acting under the Representation of the People Act, constituted an Election Tribunal and referred the petition to that tribunal for trial. On 17 July 1957, which was after the statutory limitation period of forty-five days, the respondent filed an application seeking to amend the petition. The respondent requested two specific corrections. The first correction concerned paragraph number five, clause “i”; he claimed that the numeral “9” printed between the words “under section” and “clause” was a typographical error and should read “33”, and he asked that the figure “9” be replaced by “33”. The second correction related to paragraph five, sub-clause “d”; he asked that a new sentence be inserted at the end of that paragraph. The inserted sentence was intended to state that the nomination paper filed by the appellant before the Returning Officer had not been accompanied by a certificate from the Election Commission confirming that the appellant had not been dismissed for disloyalty or corruption, and that the improper acceptance of such a nomination created a presumption that the election result was materially affected. On 3 August 1957, the respondent filed a further application for amendment, presenting a shortened version of the proposed change. In this second application, he again sought to add a sentence to paragraph five, sub-clause “d”, which emphasized that the absence of the required certificate with the appellant’s nomination paper meant that the acceptance of that nomination had materially affected the election result.
The Election Tribunal, by an order dated 12 August 1957, rejected the respondent’s petition, holding that the requested amendments introduced a new ground after the limitation period had expired and therefore it lacked authority to permit such amendments. After refusing the amendment application, the tribunal proceeded to consider the original petition, recorded its findings on the matters raised, and finally dismissed the petition, ordering the respondent to pay costs. Dissatisfied with that decision, the respondent appealed to the High Court under section 116A of the Act. During the hearing before the High Court, the respondent’s counsel withdrew the request to amend sub-paragraph (1) of paragraph (5) and limited the relief sought to the amendment of paragraph five, sub-clause “d” only, i.e., the claim of improper acceptance of the nomination paper. The High Court examined the pleadings and concluded that the allegations contained in the original petition already fell within the ambit of section 100(1)(d)(i) of the Act, which deals with “improper acceptance” of a nomination. Consequently, the court held that the amendment sought by the respondent merely clarified an existing ground rather than introducing a new one. On that basis, the High Court set aside the Tribunal’s order and directed the tribunal to adjudicate the issues raised by the amended paragraph five, sub-clause “d” of the election petition.
In this case, the appellant obtained special leave to file an appeal against the judgment of the High Court that had set aside the Tribunal’s order. Counsel for the appellant stated that the election petition relied solely on the ground of improper acceptance of the appellant’s nomination paper, which falls within section 100(1)(d)(i) of the Act, and that no alternative ground under sub-clause (iv) of clause (d) of section 100(1) had been alleged. He argued that the nomination paper had in fact been properly accepted; consequently, neither the High Court nor the Tribunal possessed the authority to introduce, by amendment, a new ground asserting that the election result had been materially affected by failure to comply with the provisions of the Act—especially when the ground based on section 33 of the Act had been abandoned by the respondent. To support the first proposition, counsel relied on the Supreme Court’s decision in Durga Shankar Mehta v. Thakur Raghuraj Singh (1), and for the second proposition he cited the decision in Harish Chandra Bajpai v. Triloki Singh (2). The respondent’s counsel, in turn, argued that those two decisions were wrongly decided and should be reconsidered, but further contended that the amendment sought by the respondent clearly fell within the scope of the later decision. He referenced the authorities (1) [1955] 1 S.C.R. 267 and (2) [1957] S.C.R. 370, and asserted that a proper reading of the original petition’s allegations would show that the respondent had already set out all the necessary facts to sustain the ground later taken in the amendment, and that the amendment merely clarified, rather than introduced, that ground. Moreover, the respondent maintained that the appellate court, after a careful construction of the pleadings, had found that the petition in substance disclosed the said ground, and that the correctness of that finding did not fall within the discretionary jurisdiction of this Court under article 136 of the Constitution. At the outset, the relevant statutory provisions were noted. Section 9(3) provides that if a question arises as to whether a person who, having held any office referred to in clause (f) of section 7, has been dismissed is disqualified for election to either House of Parliament or to the Legislative Assembly or Legislative Council of a State, the production of a certificate issued in the prescribed manner by the Election Commission stating that the person has not been dismissed for corruption or disloyalty shall constitute conclusive proof of non-disqualification. Section 33(3) states that where a candidate who has held any office referred to in clause (f) of section 7 has been dismissed and five years have not elapsed since the dismissal, such person shall not be deemed to be duly nominated unless his nomination paper is accompanied by a certificate, issued in the prescribed manner by the Election Commission, to the effect that he has not been dismissed for corruption or disloyalty to the State.
The statute stipulates that a person who has been dismissed from government service and for whom five years have not yet elapsed must attach to his nomination paper a certificate issued in the manner prescribed by the Election Commission, confirming that he has not been dismissed for corruption or disloyalty to the State; failure to attach such a certificate renders the nomination invalid. Section 36 lays down the procedure for scrutiny of nominations. On the date fixed for scrutiny under section 30, the candidates, their election agents, one proposer for each candidate and one other person duly authorised in writing by each candidate may be present, but no other persons may attend. The returning officer must provide reasonable facilities for all those present to examine the nomination papers that have been delivered within the time and in the manner prescribed by section 33. After the examination, the returning officer must decide any objections raised to any nomination and may, either on the basis of an objection or on his own motion, after any summary inquiry he deems necessary, reject a nomination on any of the prescribed grounds. These grounds include, inter alia, a failure to comply with the provisions of section 33 or section 34, as well as other unspecified grounds indicated by placeholder text. Section 100 provides that, subject to its sub-section 2, if the Tribunal is of the opinion that the result of the election concerning a returned candidate has been materially affected by the improper acceptance of any nomination or by any non-compliance with the Constitution, this Act, or any rules or orders made thereunder, the Tribunal shall declare the election of that candidate void. The relevant provisions can therefore be summarised as follows: a dismissed candidate who has not waited five years must file the required certificate with his nomination; if he does not, the returning officer, either on his own initiative or upon objection by the opposing party, must reject the nomination. Conversely, if the nomination paper does not reveal any such defect and the returning officer is unaware of any breach, he must accept the nomination. The returning officer, however, may improperly accept a nomination even when the defect is disclosed and an objection is raised. Section 100(1)(d)(i) addresses the improper acceptance of a nomination, while section 100(1)(d)(iv) allows a challenge on the ground of non-compliance with the Act. Before examining the parties’ arguments, the Court found it necessary to understand the true scope of these provisions.
In order to appreciate the arguments presented by counsel, the Court first examined two earlier decisions of this Court. The first decision concerned the case entitled Durga Shankar Mehta v. Thakur Raghuraj Singh (1). That judgment focused on the provisions that were then recorded as sub-section (1)(c) and sub-section (2)(c) of section 100 of the Representation of the People Act, 1951, prior to the amendment effected by Act XXVII of 1956. For the purposes of the present discussion, those two sub-sections correspond to the present-day provisions labelled section 100(1)(d)(i) and section 100(1)(d)(iv) respectively. The factual backdrop of the case was an election held in December 1951 for the double-member Lakhnadon Legislative Assembly Constituency in Madhya Pradesh, where one of the two seats was reserved for Scheduled Tribes. The appellant together with respondents numbered 1, 3, 5 and 7 were duly nominated for the general (unreserved) seat, while respondents numbered 2, 4 and 6 were nominated for the reserved seat. No objection was raised before the Returning Officer regarding the nomination of either the appellant or respondent number 2, and consequently the appellant and respondent number 2 were declared elected to the general and reserved seats respectively. Subsequently, respondent number 1 lodged an election petition seeking to set aside the entire election on the ground that respondent number 2 was, at all material times, under twenty-five years of age and therefore ineligible to be chosen for a State Legislative Assembly seat under Article 173 of the Constitution. The Election Tribunal held that the acceptance by the Returning Officer of respondent number 2’s nomination amounted to an improper acceptance within the meaning of section 100(1)(c) of the Act, and on that basis declared the whole election void. The candidate elected to the general seat appealed to this Court, contending that his own nomination had been properly accepted and that, if respondent number 2 was indeed disqualified, only the reservation-seat election should be set aside under sub-section (2)(c) of section 100 and not under sub-section (1)(c). The Court accepted this contention and, in doing so, clarified the meaning of “improper acceptance” under section 100(1)(c). Justice Mukherjea, J., delivering the judgment, observed on page 277 that when a candidate’s lack of qualification does not appear on the face of the nomination paper or the electoral roll and can be proved only by evidence, an inquiry at the stage of scrutiny is required only if an objection is raised. In such a circumstance the Returning Officer must conduct an enquiry he considers appropriate and may then either accept or reject the nomination. However, when the candidate appears duly qualified on both the electoral roll and nomination paper and no objection is raised, the Returning Officer has no alternative but to accept the nomination, a principle that is evident from section 36, subsection (7) of the Act. Justice Mukherjea further explained on page 278 that an acceptance would be improper if the lack of qualification were evident on the electoral roll or nomination paper and the Returning Officer overlooked it, or if an objection was raised, an enquiry was made, and the Returning Officer arrived at an erroneous conclusion based on the material before him. In the absence of either of those situations, the acceptance must be regarded as proper. This judgment therefore serves as clear authority for the proposition that if the lack of qualification is not apparent on the face of the documents and no objection is raised, the Returning Officer’s acceptance of a nomination cannot be termed improper.
The Court explained that the Returning Officer possessed the discretion to either accept or reject a nomination, but that discretion was limited when the candidate’s qualifications were clearly demonstrated on the face of both the electoral roll and the nomination paper and no objection was raised to the nomination. In such a situation, the Returning Officer had no alternative but to accept the nomination, a requirement that was derived from section 36, subsection (7) of the Act. The learned Judge then elaborated, observing that an acceptance would be deemed improper only if the lack of qualification was evident on the electoral roll itself or on the face of the nomination paper and the Returning Officer nevertheless overlooked that defect, or if an objection had been raised, an enquiry conducted regarding the candidate’s qualification, and the Returning Officer reached an erroneous conclusion based on the material before him. The Judge further stated that where neither of these circumstances occurred, the acceptance of the nomination by the Returning Officer must be considered a proper acceptance. Accordingly, the judgment was held to be a clear authority for the proposition that when the deficiency of qualification does not appear on the face of the nomination paper and no objection is raised on that ground before the Returning Officer, the acceptance of the nomination must be treated as proper.
Mr A.V. Viswanatha Sastry, counsel for the respondent, challenged the correctness of this decision. His criticism was broadly that the proceedings before the Returning Officer are summary in nature, and that an election petition is not an appeal from the Returning Officer’s order but an original petition aimed at setting aside the election. Consequently, the aggrieved party, he argued, is entitled to seek to set aside the election on any of the grounds enumerated in section 100 of the Act, including the ground of improper acceptance of the nomination paper. He maintained that evidence could be adduced to show that the Returning Officer’s acceptance contravened statutory provisions, such as those relating to the candidate’s lack of qualification or the failure to attach a certificate required under section 33(3) of the Act. In support of this contention, he relied on a prior decision of this Court in Veluswami v. Raja Nainar, where the Court examined whether an enquiry before the Election Tribunal was limited to the material placed before the Returning Officer or whether all evidence bearing on the ground could be introduced before the Tribunal. In that case, unlike the present one, an objection had been raised at the time of scrutiny of the nominations on the ground that the candidate, who was the Head Master of the National Training School, Tiruchendur, a government-aided school, was disqualified under section 7, clauses (d) and (e) of the Act, and the Returning Officer had upheld the objection.
The Court referred to the decision reported in A.I.R. 1959 S.C. 422, where the Returning Officer had upheld an objection to a nomination. In a petition that sought to set aside the election, the candidate whose return had been challenged contended that the nominee whose paper had been rejected was ineligible not only on the basis of the ground that had been raised before the Returning Officer but also on several other grounds. The Supreme Court held that a party is permitted to advance every ground that supports or opposes the claim, provided that the grounds do not contravene any limitation expressly contained in the Act, even if some of those grounds had not been raised before the Returning Officer. The Court explained the basis for this position by quoting the judgment at page 426, which stated that an election petition is an original proceeding instituted under section 81 of the Act, and that all parties are entitled to adduce evidence. The passage emphasized that the essence of an original proceeding is the right of the parties to present evidence, in contrast with an appellate proceeding, and that the procedural rule governing original proceedings allows a party to rely on any ground for support or denial of the claim, subject only to statutory restrictions.
The learned judge then clarified the principle at a later stage of the opinion, observing that the enquiry which a Returning Officer is required to make under section 36 is of a summary character and may be undertaken suo motu, or as the officer deems necessary. Because of this summary nature, the statutory rights conferred on a party by sections 100(1)(c) and 100(1)(d)(i) to challenge the propriety of an order of rejection or acceptance would become ineffective if the Election Tribunal were confined to consider only the material that had been placed before the Returning Officer. When the Court’s attention was drawn to the earlier decision in Durga Shankar Mehta v. Thakur Raghuraj Singh (1) [1955] 1 S.C.R. 267, it distinguished that case, observing that it did not pronounce directly on the point presently in controversy. The Court noted that the two decisions could coexist because they dealt with different factual situations: the earlier case involved no objection to the nomination at all, whereas the later case involved an objection on a ground of disqualification, with the election petition later raising additional grounds of disqualification, including allegations of improper acceptance and improper rejection. Though some observations in the later decision might appear to lead to a contrary conclusion, Justice Venkatarama Ayyar, who participated in both decisions, explained that the earlier judgment was not a direct pronouncement on the specific question raised in the later case.
The earlier decision had been rendered by a bench of five Judges, whereas the later decision had been issued by a bench of three Judges. The Judges who decided the later case observed that their decision did not conflict with the earlier judgment. Although the argument presented by Mr A V Viswanatha Sastry possessed some merit and, if it were considered in its entirety, some members of the Court might have been reluctant to accept the reasoning and conclusion of the earlier judgment, the Court recognized that it was bound by its prior decision. Consequently, the Court found no reason to refer the matter to a larger bench, especially after concluding that the High Court had not been justified in interfering with the Tribunal’s discretionary order that disallowed the material amendment.
The second case under discussion was decided by a bench of four Judges and it clarified the powers of the Election Tribunal concerning the amendment of pleadings. This judgment relied upon the provisions of Act 43 of 1951 as it stood before being amended by Act 27 of 1956. Specifically, Section 83(3) of the pre-amended Act corresponded to Section 90(5) of the amended Act. Apart from this correspondence, no other relevant statutory provisions had been altered in a manner material to the question before the Court.
In that case, the respondent in the appeal had filed an election petition challenging the election of the appellants to the Uttar Pradesh Legislative Assembly on the ground that the appellants had engaged in corrupt practices. The principal allegations were twofold: first, that the appellants could, in furtherance of their election, secure the support of certain Government servants; and second, that appellant No 1 had employed two persons beyond the number prescribed for election purposes. The petition did not attach a detailed list of the alleged corrupt practices. After the statutory period for filing election petitions had expired, the respondent sought to amend the petition by adding the names of certain village headmen (Mukhias) who, according to the amendment, had worked for the appellants and later acted as their polling agents. The Election Tribunal allowed this amendment, holding that the new allegations were merely particulars of the charge already made. The Tribunal subsequently found that corrupt practices had been committed by the appellants and declared their election void pursuant to Section 100(2)(b) of the Act. The appellants appealed this order, contending that the Tribunal lacked authority under Section 83(3) of the Act, as well as under Order VI, Rule 17 of the Code of Civil Procedure, to permit such an amendment.
In this case the Court set out two propositions to explain the limits of an Election Tribunal’s authority to amend pleadings. First, under section 83(3) of the Act, the Tribunal may allow the inclusion of further particulars concerning illegal or corrupt practices provided that the original petition already specifies the grounds or charges, and this authority extends to the admission of new instances of the same wrongdoing. Second, the Tribunal possesses power under Order VI, rule 17 of the Code of Civil Procedure to order an amendment of a petition, but that power cannot be used to introduce entirely new grounds or charges, nor can it change the nature of the petition so substantially that, in effect, a fresh petition is created where the fresh petition would otherwise be barred by the limitation provisions.
The Court applied these principles to the petition that had been filed against the appellants. It observed that the petition as originally presented did not contain any allegation that the appellants had engaged in corrupt practices. Consequently, the amendment sought to introduce new allegations that two village headmen had worked for the appellants and subsequently became their polling agents. The Court held that these additions radically altered the character of the original petition, rendering it practically a new petition, and therefore the Tribunal lacked the authority to permit such an amendment. Even assuming that the Tribunal might have possessed power under Order VI, rule 17 to admit a new charge, the Court found that exercising that power in the present circumstances would not constitute a sound judicial discretion. The Court noted that the central issue in the earlier decision turned on the construction of sections 83(2) and 83(3) of the Act. Although that earlier case concerned the Tribunal’s power to amend a petition beyond the limitation period, the Court’s discussion was intended to establish a broader rule governing the amendment of pleadings in election disputes, aiming to avoid confusion and to provide procedural stability.
The Court rejected the contention that Order VI, rule 17 of the Civil Procedure Code does not apply to election petitions. It quoted its earlier observation at page 389: “We are accordingly of opinion that the application of O. VI, r. 17, Civil Procedure Code to the proceedings before the Tribunal is not excluded by s. 83(3).” The appellant argued that even if section 83(3) did not exclude the Code’s rule, the exercise of that rule must still be subject to the conditions laid down in section 81, which require an election petition to be presented within the prescribed time, and that any amendment defeating this time-limit condition should therefore be disallowed. After reviewing English decisions dealing with statutes analogous to the Indian provisions, the Court concluded that the Election Tribunal had no power to allow a new ground of allegation to be raised after the limitation period prescribed by section 81 had elapsed. In reaching this conclusion, the Court referred to the submissions of counsel for the appellant, identified in the record as Mr. A. V. Viswanatha, and affirmed that the limitation provision could not be sidestepped by an amendment.
In the appeal, Sastry argued that the learned Judges, after correctly acknowledging that the Election Tribunal possessed the power to amend pleadings under Order VI, Rule 17 of the Civil Procedure Code, erred in the manner they confined that power. Sastry relied on the Indian Limitation Act, contending that any suit filed after the prescribed limitation period must be dismissed, even when limitation is not pleaded as a defence, and that the same rationale should control amendments in the Tribunal proceedings. The Court recognised that this line of argument possessed some merit and that it had been advanced before the learned Judges. However, the Judges rejected it on the ground set out at page 392, stating that the Tribunal attempted to overcome the difficulty by invoking the well-established principle that, for amendments under Order VI, Rule 17, the fact that a claim would be barred by limitation at the date of the application is a material consideration but does not, in exceptional circumstances, affect the court’s jurisdiction to grant relief, as held in Charan Das v. Amir Khan (1). The Judges observed that this principle must yield to the restriction imposed by section 90(2), which provides that the procedure of the Code of Civil Procedure, including Order VI, Rule 17, applies subject to the provisions of the Act and its rules. Because the Act confers no power on the Tribunal to extend the limitation period prescribed by section 81 and Rule 119, an order permitting a new ground to be raised after that period would contravene section 90(2) and lie beyond the Tribunal’s authority. Thus the Tribunal could not rely on the civil-court power to condone delay, and the amendment sought would be invalid.
We are bound by this decision and must guard against a possible misapprehension. Courts and Tribunals are constituted to do justice between the parties within the confines of statutory limitations, and undue emphasis on technicalities or an expansion of their scope would cramp their powers, diminish their effectiveness and defeat the very purpose for which they are created. It must therefore be made clear that, within the limits prescribed by the decisions of this Court, the discretionary jurisdiction of Tribunals to amend pleadings is as extensive as that of a civil Court. The same well-settled principles that govern amendments to pleadings in a suit should also regulate the exercise of the Tribunal’s power of amendment. This aspect has not been ignored by this Court in the aforesaid decision, and the Court observed, at the appropriate stage, that pleadings should not be too strictly construed and that substance must be preferred to form.
In this case, the Court noted that pleadings should not be interpreted narrowly and that substance must outweigh form. From that principle the Court derived several consequences. First, sub-clauses (i) and (iv) of section 100(11)(d) of the Act describe two separate grounds: the former deals with improper acceptance of any nomination, while the latter deals with failure to comply with the Constitution, the Act, or any rules or orders issued under the Act. Second, when a candidate appears to satisfy the qualifications shown on the electoral roll and the nomination paper and no objection is raised, the Returning Officer’s acceptance of that nomination is to be regarded as a proper acceptance. Third, even after a proper acceptance, the petitioner may still challenge the election under section 100(1)(d)(iv) on other grounds, specifically that the candidate whose nomination was accepted was actually not qualified or could not be considered duly nominated because he failed to satisfy the requirements of section 33(3) of the Act. Fourth, if the second ground is not pleaded in the petition, the Tribunal lacks authority, after the limitation period has expired, to permit an amendment that introduces that ground; substance of the petition is therefore more important than its form. With this framework the Court proceeded to examine the pleadings against the competing contentions. The election petition comprised seven paragraphs. The relief sought was a declaration that the election of the appellant from parliamentary constituency number 331, Kanpur, be declared void. The first paragraph set out the petitioner’s standing to file the petition. Paragraphs two and three narrated the sequence of events that culminated in the declaration that the appellant had been duly elected to the Parliament from the said constituency. Paragraph five asserted that the appellant’s election was void and should be set aside on ten grounds, including those later specified. Paragraph six contended that the cause of action arose for the petitioner on or about 29 January 1957, the date on which the nomination papers were filed, and thereafter. Regarding the grounds listed in sub-paragraphs (a), (b) and (c) of paragraph five, the petition claimed that the appellant had been dismissed from Government service on 24 January 1956 on charges of disloyalty and gross misconduct, that he had not complied with the aid order, and that he had filed a writ petition in the Calcutta High Court challenging the validity of that order. The petition argued that, under those circumstances, the appellant should be regarded as a Government servant and consequently was ineligible to be nominated as a candidate for Parliament. Sub-paragraph (d) was identified by the Court as the most critical to the present inquiry and therefore warranted detailed extraction.
The Court reproduced sub-paragraph (d) in its entirety, noting that it stated: “That apart from the above mentioned reasons the nomination paper of the respondent was also improperly accepted by the Returning Officer, inasmuch as the respondent having been dismissed from Government Service did not obtain a certificate in the prescribed manner from the Election Commission to the effect that he had not been dismissed for corruption or disloyalty to the State.” The Court observed that this sub-paragraph plainly raised the ground that the Returning Officer had accepted the nomination paper improperly, a ground that fell within section 100(1)(d)(i) of the Representation of the People Act. The basis for sustaining this ground was that the respondent, having been dismissed from Government service, had failed to obtain the certificate required by the Act in the manner prescribed. The Court further noted that the language of sub-paragraph (d) did not make any reference to section 33(3) or to the specific contents of that subsection. It explained that a nomination paper may be accepted by the Returning Officer even when one of two possible defects exists: first, the candidate who has been dismissed may file a nomination without the accompanying certificate issued in the prescribed manner by the Election Commission affirming that the dismissal was not for corruption or disloyalty, as contemplated in section 33(3); second, the candidate may be disqualified for being chosen as a member of Parliament under section 9(3). In the present sub-paragraph, the Court found that the reference was made to the second type of defect – the disqualification under section 9(3) – and not to the first defect concerning the missing certificate. This intention was evident because the language of sub-paragraph (i) referred to the latter subsection but omitted any mention of the former.
The Court rejected the argument that the opening words “That apart” meant the ground was in addition to the failure to obtain the certificate and therefore should be read narrowly as referring only to the non-accompaniment of the certificate. It pointed out that the earlier sub-paragraphs (a), (b) and (c) raised a different issue altogether, namely that despite the dismissal the appellant had filed a petition in the High Court challenging the validity of the dismissal order and was therefore still considered a Government servant on the critical date. The Court emphasized that sub-paragraph (d) actually raised a ground under sub-clause (i) of section 100(1)(d), not under sub-clause (iv) of the same provision. Even if the factual allegations in sub-paragraph (d) were separated from the ground, they pertained only to the appellant’s disqualification from standing as a candidate, and not to the procedural defect covered by section 33(3). The Court further noted that sub-paragraphs (e), (f) and (g) dealt with objections that were not material to the issue before it, while sub-paragraph (h) simply contained a general statement that the appellant was disqualified to be chosen for the parliamentary seat. Consequently, the Court concluded that the only relevant ground was the improper acceptance of the nomination under section 100(1)(d)(i) because the appellant, having been dismissed, had not obtained the certificate required by the Act.
In this case the appellant was held to be disqualified from being chosen to fill the parliamentary seat. Sub-paragraph (i) of the petition specifically cited section 9(3) of the Act, whereas the Court indicated that it would not consider the allegations contained in sub-paragraph (j). The Court’s examination of the allegations that were relevant to the issue disclosed two distinct circumstances. First, the petition asserted that the nomination had been improperly accepted under section 100(1)(d)(i) because the appellant, having been dismissed from Government service, had failed to obtain the certificate required in the prescribed manner. Second, the petition did not rely on any ground falling within sub-clause (iv) of section 100(1)(d), namely the ground that the appellant should not be deemed to be duly nominated because his nomination paper was not accompanied by a certificate issued by the Election Commission stating that he had not been dismissed for corruption or disloyalty to the State. An application for amendment was later filed after the prescribed limitation period had expired. That application sought two changes: it proposed to replace the figure “9” with the figure “33” in sub-paragraph (i) of paragraph 5, and it sought to insert a statement in sub-paragraph (d) of the same paragraph indicating that the nomination paper lacked the prescribed certificate. A subsequent petition, as already noted, again requested the same amendment to paragraph 5(d) in a shortened form. Crucially, even the proposed amendment attempted to introduce the statement on the ground of “improper acceptance” rather than relying on section 100(1)(d)(i) of the Act. The appellant responded by filing a counter-affidavit opposing both of the proposed amendments. The Tribunal, having noted the judgment of this Court, applied the principles laid down therein to the facts before it and carefully considered the allegations contained in the petition. In doing so, the Tribunal reached two principal findings. First, it observed that all arguments advanced by the petitioner centred on the claim that the respondent was a Government servant—or a dismissed Government servant—and that, because no certificate from the Election Commission confirming that his dismissal was not for corruption or disloyalty had been obtained, he was ineligible to stand as a candidate for the House of the People. Second, the Tribunal held that subsection 3 of section 33, which prescribes a particular procedure, was never contemplated by the petitioner while drafting the petition, which explained why the petition made no reference to the absence of the required certificate with the nomination paper. The Tribunal concluded that the amendment sought by the petitioner violated the conditions set out by the Supreme Court in Harish Chandra Bajpai v. Triloki Singh concerning the application of Order VI, rule 17 of the Civil Procedure Code to proceedings before an Election Tribunal.
The Election Tribunal observed that an amendment to a petition would be impermissible where its practical effect was to introduce a fresh ground of attack or to alter the character of the petition so substantially that it became, in substance, a new petition. The Tribunal determined that the amendment sought by the petitioner would have exactly that effect. Accordingly, the Tribunal applied the correct principles governing its power to amend, and, after construing the allegations contained in the petition, found that the proposed amendment would permit the respondent to raise a new ground after the prescribed limitation period had expired. In exercising its discretion, the Tribunal concluded that its order denying the amendment was in strict conformity with the principles laid down by this Court in earlier authority.
The High Court then examined whether the Tribunal’s order was properly set aside. Counsel for the respondent withdrew the request to amend sub-paragraph (1) of paragraph 5 of the election petition, leaving only sub-paragraph (d) of paragraph 5 as the basis of the respondent’s claim. The High Court referred to the Supreme Court’s decision in Harish Chandra Bajpai’s case and framed the issue as whether, in substance, the petition contained the specific ground of attack. It examined the original sub-paragraph (d) to determine if any ground was disclosed and, if so, whether a new ground was being sought under the guise of an amendment. After reviewing the language of sub-paragraph (d), the High Court held that the ground disclosed fell within section 100(1)(d)(i) of the Act, based on the allegation that the nomination had been improperly accepted because the required certificate from the Election Commission had not been obtained and therefore could not accompany the nomination paper. The Court expressed the view that the only error on the part of the appellant was the failure to articulate the ground in precise terms, and therefore the Tribunal should have allowed the amendment. In summary, the High Court concluded that sub-paragraph (d) did contain a ground under section 100(1)(d)(i) of the Act, and that the amendment sought was merely a clarification of that ground.
The amendment that had been sought was merely a clarification of the ground that had already been raised. The High Court, however, failed to appreciate the principal issue that was before it. The Court had already noted, relying on its own earlier decision in Durga Shankar Mehta’s Case, that there was no improper acceptance of the nomination paper by the Returning Officer, the relevant authorities being (1) (1957) S.C.R. 370 and (2) (1955) 1 S.C.R. 267. In the present facts, the nomination paper on its face did not reveal any defect or disqualification. The petition for amendment requested that a statement be inserted in sub-para (d) of paragraph 5, alleging improper acceptance of the nomination paper because the prescribed election-commission certificate had not accompanied the candidate’s nomination paper, and it also noted that at the appellate stage the other proposed amendment based on section 33(3) of the Act had been abandoned. As a result, no relief for raising the ground under section 100(1)(d)(iv) survived, and the ground under section 100(1)(d)(i) could not be relied upon by the respondent. Consequently, the amendment sought was outside the scope of the enquiry that could be conducted under section 100(1)(d)(i) of the Act. The Court then examined whether the High Court was justified in interfering with the Tribunal’s discretion. While an appellate court possesses an unquestioned right to review or modify an order of a subordinate court, such interference is undesirable when the subordinate court exercised its discretion within the limits of its authority, unless it acted perversely or its view was plainly erroneous. In the present case, the Election Tribunal neither exceeded its powers nor acted perversely; moreover, its order furthered the cause of justice by preserving the election of a candidate who was duly qualified and who had obtained a substantial majority of votes over all rivals. The Court carefully considered the reasons set out by the High Court in support of its direction that the amendment should have been allowed by the Tribunal and found those reasons unsatisfactory and, on several points, fanciful. In view of the complete disposal of the petition, there was no justification for the High Court to disturb the Tribunal’s discretion. Accordingly, the Court set aside the order of the High Court. It was submitted by counsel for the appellant that the High Court’s sole argument had been that the amendment should have been permitted, with no other points raised; counsel for the respondent disagreed with this characterization. Given the circumstances, the only appropriate course was to remit the matter to the High Court for disposal in accordance with law, with the respondent ordered to pay costs to the appellant. The appeal was allowed.